Safety Training Course

Insider Trading: It's Not Worth the Risk

Unlock the secrets of insider trading with this course. Learn its definition, consequences, and how to stay compliant.

Length:
6m
Language(s):
EN
Year Produced:
2015

Insider Trading: It's Not Worth the Risk

Insider trading is one of the most serious violations of securities law, undermining the fairness and integrity of financial markets. This course provides a comprehensive overview of what constitutes insider trading, why it's illegal, and the severe consequences for individuals and organizations that engage in it. Participants will learn how insider trading works, including the use of material non-public information to gain unfair advantages in securities trading. The training covers real-world examples of insider trading violations, the legal framework that prohibits such conduct, and the civil and criminal penalties that can result, including massive fines, imprisonment, and permanent damage to professional reputations. Employees will understand their responsibilities to protect confidential information, recognize situations that could lead to insider trading violations, and learn the proper procedures for handling sensitive financial information. This course is essential for anyone who has access to confidential business information, works in financial services, or makes investment decisions, ensuring they understand how to stay compliant with securities laws and avoid costly legal consequences.

Objectives:
Define insider trading and its impact on market fairness
Understand the importance of preventing insider trading
Grasp the legal consequences for insider trading violations
Illustrate examples of insider trading violations

Course Overview

  • Definition of insider trading and market fairness
  • Legal consequences and violations
  • Examples of insider trading cases
  • Compliance and ethical responsibilities

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